Advantage Futures

CFE Organization Membership

Organization Application For Non-CBOE TPH:

All applications for new Trading Privilege Holder organizations must be submitted to the Registration Services Department and will be processed on a rolling basis. The application process generally takes 3 – 4 weeks provided that all required documents have been submitted.

The Following Items Are Needed At The Time Of Submission:

  • Trading Privilege Holder Organization Application and Fee ($500)
  • Organizational Documents: Certificate of Incorporation and Bylaws; or Partnership Agreement and Registration Certificate; or LLC Operating Agreement and Registration Certificate
  • For each Responsible Trader, Executive Officer and Authorized Signatory: Information Cover Sheet and National Futures Association Form 8-R, Pages 12 – 21
  • Supporting document for question 10 (organization ownership) on application, including an organization chart (if applicable)
  • National Futures Association Form 7-R, Pages 15 – 23
  • Security Futures Market Maker and Dealer Registration Form (if applicable)
  • Pooled Investment Vehicle Appendix to Organization TPH Application (if applicable); Investment Management Agreement for Pool (or equivalent document) and ownership/organizational chart for Pool and Pool Manager(s)

Forms for CBOE CFE Organization Membership:

Click here for Application for Membership
Click here for Additional forms

CFE Fee Schedule